---------------------------- OMB APPROVAL ---------------------------- OMB Number 3235-0101 Expires: May 31, 2003 Estimated average burden hours per response......2.0 ---------------------------- SEC USE ONLY ---------------------------- DOCUMENT SEQUENCE NO. CUSIP NUMBER: WORK LOCATION: UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
- ------------------------------------------------------------------------------------------------------------------------------------ 1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT.NO. (c) S.E.C. file no. Coach, Inc. 52-2242751 1-16153 - ------------------------------------------------------------------------------------------------------------------------------------ 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. AREA Code NUMBER 516 W. 34th STREET NEW YORK, NY 10001 212 594-1850 - ------------------------------------------------------------------------------------------------------------------------------------ INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
2 (a) NAME OF PERSON (b) IRS IDENT. NO. (c)RELATIONSHIP (d) ADDRESS STREET CITY STATE ZIP CODE FOR WHOSE ACCOUNT TO ISSUER THE SECURITIES Officer, ARE TO BE SOLD Lew Frankfort Director C/O COACH, INC., NEW YORK, NY 10001 516 W. 34TH ST., - ------------------------------------------------------------------------------------------------------------------------------------ * Note: these shares are being sold pursuant to the Issuer's 2000 Stock Incentive Plan in connection with the cashless exercise of stock options described in Table I below. This sale is to cover the purchase of a second home and to pay taxes on the sale of stock. After this transaction, Lew Frankfort's outright ownership in COH shares remains at nearly 190,000 shares, and his total ownership, including shares subject to options, is at nearly 1,400,000 million shares, reflecting his positive outlook for the Company's prospects. ** Based upon $54.44 per share as of June 11, 2002. INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person's I.R.S. Identification number, if such person is an entity (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold - -------------------------------------------------------------------------------- TABLE I -- SECURITIES TO BE SOLD POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1147 (7-97)
(b) (e) (f) Name and Address of Each (c) (d) Number of Approximate 3 (a) Broker Through Whom the SEC USE ONLY Number of Shares Aggregate Shares or Date of Sale (g) Title of the Securities are to be or Other Units Market Other Units (See instr. Name of Each Class of Offered or Each Market BROKER-DEALER To Be Sold Value Outstanding 3(f)) Securities Securities Maker who is Acquiring FILE NUMBER (See instr. (See instr. (See instr. (MO. DAY Exchange To Be Sold the Securities 3(c)) 3(d)) 3(e)) YR.) (See instr. 3(g)) - ------------------------------------------------------------------------------------------------------------------------------------ Common Mellon Investor Services 260,000 * $14,154,400** 44,352,422 June 12,2002 New York Stock Stock, par 85 Challenger Road Exchange value $.01 Ridgefield Park, per share NJ 07660 Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. - -------------------------------------------------------------------------------- TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
NAME OF PERSON FROM WHOM ACQUIRED AMOUNT OF TITLE OF DATE YOU NATURE OF ACQUISITION (IF GIFT, ALSO GIVE SECURITIES DATE OF NATURE OF THE CLASS ACQUIRED TRANSACTION DATE ACQUIRED) ACQUIRED PAYMENT PAYMENT --------- -------- ----------- ---- --------- -------- ------- ------- Common Stock, June 12, Exercise of Stock Options Coach, Inc. 411,385 June 12, Cashless par value $.01 2002 2002 Exercise of per share Options under Coach, Inc. 2000 Stock Options Stock Incentive Plan; shares registered under Securities Act of 1933. REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. June 12, 2002 /s/ LEW FRANKFORT - ------------------------------- ------------------------------ DATE OF NOTICE (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
DATE OF AMOUNT OF NAME AND ADDRESS OF SELLER TITLE OF SECURITIES SOLD SALE SECURITIES SOLD GROSS PROCEEDS -------------------------- ------------------------ ---- --------------- --------------